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Staying Off the SEC’s Radar

Staying Off the SEC’s Radar

In recent years, the SEC has increased its regulation of private equity firms and their practices. In this installment of Perspectives, NAIC’s online video series, Gregory M. Weston, Partner at international law firm Winston & Strawn LLP, shares his thoughts regarding critical areas that fall in the SEC’s crosshairs – reporting, transparency, conflicts of interest –and what private equity firms should be aware of from a compliance standpoint.